Tnws Wall Street Journal (WSJ) qhia Hnub Tuesday uas New York Lub Tsev Haujlwm Saib Xyuas Nyiaj Txiag (NYDFS) tau nplua nyiaj hauv online brokerage Robinhood's cryptocurrency trading division $ 30 lab rau kev iab liam ua txhaum cai ntawm kev tiv thaiv nyiaj laundering (AML) thiab cybersecurity qauv (Lub Yim Hli 2).
Ua ntej lub tuam txhab mus rau pej xeem, Robinhood tau nthuav tawm qhov kev tshawb nrhiav hauv daim ntawv foob nrog Securities thiab Exchange Commission, uas tau tsim los ntawm NYDFS thaum Lub Peb Hlis. T
Raws li tsab ntawv ceeb toom, Robinhood, "ua tsis tau raws li kev tswj hwm thiab lees paub ua raws li kev tiv thaiv nyiaj-txheej txheem thiab cybersecurity cov kev pabcuam," raws li tau hais hauv New York State tus tswj hwm nyiaj txiag thawj zaug kev tswj hwm crypto. Tsis tas li ntawd, Robinhood yuav tsum ntiav ib tus kws pab tswv yim tsis ncaj ncees los ntsuas nws txoj kev ua raws.
Ntxiv mus, raws li tsab ntawv ceeb toom, NYDFS saib xyuas kev soj ntsuam thiab kev soj ntsuam tom qab tau txiav txim siab tias Robinhood Crypto tau ua rau "kev ua tsis tiav," uas ua rau "ua tsis tiav hauv lub tuam txhab kev tswj hwm thiab kev saib xyuas ntawm nws cov kev ua raws cai," suav nrog kev ua tsis tiav los txhawb kev coj noj coj ua ntawm kev ua raws cai lossis faib cov peev txheej rau cov phiaj xwm, tshwj xeeb yog lub tuam txhab nthuav dav sai.
Robinhood cov ntaub ntawv tshaj tawm peb lub hlis twg tsis ntev los no qhia tias, txij li lub Peb Hlis kawg, nws muaj nyob ib ncig ntawm 15.9 lab tus neeg siv khoom txhua hli. Raws li tsab ntawv ceeb toom, lub tuam txhab tau tshaj tawm NYDFS kev soj ntsuam thiab kev them nyiaj hauv Securities thiab Exchange Commission (SEC) ua ntaub ntawv xyoo tas los.
Txoj Cai Txhaum Cai Hauv Lub Txhab Nyiaj Txiag thiab AML kev ua raws cai rau Robinhood tsis muaj neeg ua haujlwm thiab tsis tuaj yeem hloov pauv sai txaus los ntawm nws cov kev tswj xyuas kev lag luam, raws li NYDFS nug. Lub tuam txhab tseem tsis lees paub cov cai tiv thaiv cov neeg siv khoom los ntawm kev ua tsis tiav cov xov tooj tshwj xeeb rau cov neeg siv tsis txaus siab ntawm nws lub vev xaib, raws li kev tshawb nrhiav.
"Peb tau ua tiav kev txhim kho tseem ceeb hauv kev lag luam-kev cai lij choj, kev ua raws cai, thiab cybersecurity cov kev pab cuam, thiab tseem yuav ua qhov tseem ceeb rau txoj haujlwm no kom pab tau peb cov neeg siv khoom zoo tshaj," Robinhood Associate General Counsel of Ligation and Regulatory Enforcement Cheryl Crumpton hauv tsab ntawv tshaj tawm hnub Tuesday.
Qhov kev sau no puas pab tau?
Tau qhov twg los: https://coinpedia.org/news/robinhood-faces-the-wrath-of-nydfs-fined-30-million/