Thaj, Charles Schwab Corporation (NYSE: SCHW) tau ua txhaum txoj cai lij choj thiab Schall Law Firm, lub tuam txhab koom nrog txoj cai lij choj hauv tebchaws, tshaj tawm Lub Yim Hli 25, tias nws tab tom tshawb xyuas cov ntawv thov no sawv cev ntawm cov tub ua lag luam.
Tsis tas li ntawd, kev tshawb nrhiav yuav tsom mus rau seb Schwab tau tshaj tawm cov lus tsis tseeb thiab tsis tseeb lossis tsis qhia tawm cov ntaub ntawv uas cuam tshuam rau cov tub ua lag luam. Ib yam tseem ceeb, nyob rau lub Rau Hli Lub Securities thiab Exchange Commission (SEC) tau them peb Schwab peev tus kws pab tswv yim pabcuam rau kev tsis qhia txog yam uas lawv tau faib cov neeg siv nyiaj.
Raws li SEC kev txiav txim, Schwab txoj cai tshaj tawm rau lawv robo-kws pab tswv yim, tus kws pab tswv yim AI-powered portfolio yuav tsum nrhiav 'zoo tshaj plaws rov qab' los ntawm 'kev qhuab qhia kev tsim kho cov txheej txheem', thaum qhov tseeb, Schwab tus kheej cov ntaub ntawv tau pom tias nyob rau hauv feem ntau cov nyiaj ntsuab hauv cov ntaub ntawv ua rau lawv tau nyiaj tsawg dua thaum raug. tib yam txaus ntshai.
Cov kev coj tsis zoo
Nyob rau hauv robo-adviser portfolios, Schwab tau nyiaj los ntawm kev txav nyiaj ntsuab mus rau lub tuam txhab koom nrog, qiv nws tawm, thiab khaws nws tus kheej qhov sib txawv nws tau txais ntawm cov paj laum ntawm cov nyiaj qiv uas nws tau txais thiab nws them rau cov neeg siv khoom robo-adviser.
Tsis muaj kev sib cav txog cov teeb meem Schwab tus kws pab tswv yim peev, Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc., thiab Schwab Wealth Investment Advisory, Inc., tau pom zoo rau qhov kev txiav txim tsis tu ncua. Qhov no ua rau lub tuam txhab them $ 52 lab hauv kev tsis txaus siab thiab kev txiav txim siab, thiab $ 135 lab nplua rau pej xeem.
Tsis tas li ntawd, Schwab tau pom zoo kom muaj tus kws pab tswv yim ywj pheej uas yuav qhia thiab tshuaj xyuas lawv cov cai thiab cov txheej txheem hais txog lawv cov robo-tus kws pab tswv yim tshaj tawm, kom ntseeg tau tias cov cai thiab cov txheej txheem raug ua raws.
Thaum kawg, Schall Law Firm tshwj xeeb hauv kev foob hauv chav kawm kev nyab xeeb thiab cov tswv cuab cov cai, thiab vim tias qhov xwm txheej no tseem tsis tau lees paub nws tsis paub meej tias pes tsawg tus tub ua lag luam yuav txiav txim siab foob Schwab rau kev qhia tsis tseeb txog lawv cov kev pabcuam AI.
Disclaimer: Cov ntsiab lus ntawm lub xaib no yuav tsum tsis txhob suav hais tias yog cov lus qhia txog kev nqis peev. Kev nqis peev yog speculative. Thaum kev nqis peev, koj cov peev nyiaj muaj kev pheej hmoo.
Tau qhov twg los: https://finbold.com/the-charles-schwab-corporation-under-investigation-for-violations-of-the-securities-laws/