Gary Gensler, tus thawj coj ntawm US Securities thiab Exchange Commission (SEC), hais lus thaum lub rooj sib tham Senate Banking, Housing and Urban Affairs Committee hauv Washington, DC, US, hnub Tuesday, Cuaj Hlis 14, 2021.
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Tus Thawj Saib Xyuas Kev Ruaj Ntseg thiab Txauv Txiaj Ntsig Tus Thawj Coj Gary Gensler tau hais rau hnub Wednesday tias tus neeg tswj hwm tab tom saib xyuas cov sijhawm tshaj tawm kom nruj dua rau cov peev nyiaj hedge tsim cov ceg txheem ntseeg loj hauv cov tuam txhab.
Lub koom haum tab tom txiav txim siab hloov cov cai raws li cov nyiaj pab cuam tau tshaj tawm tias lawv tau txais 5% ntawm cov tuam txhab pej xeem cov khoom lag luam, Gensler tau hais thaum lub sijhawm Q&A virtual ntawm Exchequer Club hauv Washington, DC.
Lub npe hu ua Schedule 13-D filing tam sim no yog teem rau ntawm 10 hnub, uas muab nyiaj txiag hedge ntau tshaj li ib lub lim tiam kom khaws cia tsis pub leej twg paub.
"Kuv yuav cia siab tias peb yuav muaj qee yam ntawm qhov ntawd," Gensler tau hais, ntxiv tias nws txhawj xeeb txog "cov ntaub ntawv tsis zoo," vim tias cov pej xeem tsis paub tias muaj ib tus neeg ua si loj yuav cov khoom lag luam hauv lub sijhawm 10-hnub.
"Tam sim no, yog tias koj tau hla 5% qhov pib ntawm hnub ib, thiab koj muaj 10 hnub los ua ntaub ntawv, tus neeg ua haujlwm ntawd yuav nyob rau lub sijhawm ntawd, tsuas yog nce ntawm tsib mus rau 6% lossis lawv yuav mus ntawm tsib mus rau 15. %, tab sis muaj cuaj hnub uas cov tswv lag luam muag hauv cov pej xeem tsis paub cov ntaub ntawv, "Gensler tau hais.
Txoj cai 13D nthuav tawm tau dhau los nyob rau xyoo 1960 los tiv thaiv kev tswj hwm kev lag luam los ntawm kev ceeb toom lawv txog kev ua ub no los ntawm cov tswv lag luam thiab cov neeg ua haujlwm raiders. Hauv lwm lo lus, cov tub ua lag luam loj yuav tsis tuaj yeem khaws cov ceg txheem ntseeg loj hauv kev zais cia los tuav lub tuam txhab yam tsis tau muab lub sijhawm los tiv thaiv nws tus kheej.
Cov neeg thuam ntawm txoj cai tau thov tias lub sijhawm 10-hnub kawg twb nruj dhau lawm thiab cov thawj tswj hwm nyiaj txiag muaj lub sijhawm nyuaj ua kom tau nyiaj yog tias lawv yuav tsum nthuav tawm lawv cov tswv yim rau pej xeem sai sai.
"Nws yog cov ntaub ntawv uas tsis yog pej xeem cov ntaub ntawv uas muaj ib tug activist tau txais cov khoom lag luam, uas muaj lub hom phiaj los cuam tshuam thiab feem ntau hais lus, muaj pop yog tias koj saib kev lag luam txij hnub lawv tshaj tawm ... , ”Gensler hais. "Yog li cov tswv lag luam muag nyob rau hnub ntawd tsis muaj cov ntaub ntawv xov xwm."
Tau qhov twg los: https://www.cnbc.com/2022/01/19/sec-eyes-tighter-disclosure-deadlines-for-hedge-funds-building-big-stakes-in-companies.html