Tojsiab
Charles Schwab yuav them ze li ntawm $ 200 lab tom qab Kev Tshawb Fawb Kev Lag Luam thiab Txiaj Ntsig Kev Tshawb Fawb pom nws cov kev pabcuam "robo-advisory" qhia cov neeg siv khoom los nqis peev rau qhov zoo tshaj plaws thiab tsis txaus ceeb toom cov neeg siv khoom ntawm tus nqi zais, SEC tshaj tawm Hnub Monday.
Charles Schwab yuav them ze li $ 200 lab tom qab SEC sojntsuam rau hauv nws cov kev pabcuam robo-advisory.
Getty Dluab
Cov Lus Tseem Ceeb
Lub SEC hais tias peb lub tuam txhab Schwab peev, siv lub tuam txhab Schwab Intelligent Portfolios robo-advisor, faib cov neeg siv khoom muaj nqis rau kev nqis peev nyiaj ntsuab hauv ib txoj hauv kev uas lub tuam txhab paub "yuav ua rau cov neeg siv nyiaj tsawg dua txawm tias ua rau tib qhov kev pheej hmoo" thaum Lub Peb Hlis 2015 thiab Kaum Ib Hlis. 2018.
Schwab nyob rau hauv lem coj cov nyiaj ntsuab ntxiv thiab tau txais txiaj ntsig ntxiv los ntawm kev qiv nyiaj los ntawm nws lub txhab nyiaj koom nrog, SEC liam.
Schwab "tsis lees thiab tsis lees paub qhov kev iab liam," lub tuam txhab tau hais hauv a daim ntawv qhia Hnub Monday tiv thaiv nws cov khoom robo-advisor.
Lub tuam txhab yuav them $ 186.5 lab - $ 135 lab nplua nyiaj pej xeem thiab $ 52 lab hauv kev tsis txaus siab thiab kev txiav txim siab them nyiaj rau cov neeg siv khoom raug mob.
Kev Nkag Siab Hais
"Schwab qhov kev coj ua tsis zoo thiab qhov kev txiav txim niaj hnub no xa cov lus qhia meej rau cov kws tshaj lij hais tias lawv yuav tsum muaj pob tshab nrog cov neeg siv khoom txog cov nqi zais thiab cov nqi li cas cuam tshuam rau cov neeg siv khoom rov qab," Gurbir Grewal, tus thawj coj ntawm SEC's Division of Enforcement, tau hais hauv ib tsab ntawv. daim ntawv qhia.
Tsis meej
Shares ntawm Schwab poob 2.7% nyob rau hnub Monday trading, ze tom qab kev lag luam dav dav thiab yuav tsis cuam tshuam los ntawm kev them nyiaj, raws li lub tuam txhab. qhia ze li ntawm $ 200 lab tus nqi hauv lub quarter thib ob ntawm 2021 ntsig txog SEC kev tshawb nrhiav.
Tus lej Loj
33.6mn ua. Qhov ntawd yog pes tsawg tus brokerage account Charles Schwab tau tswj hwm thaum kawg ntawm 2022 thawj peb lub hlis twg, raws li lub tuam txhab SEC tsis ntev los no. ntawv thov nyob rau lub Plaub Hlis, nrog rau tag nrho ntawm $ 7.86 trillion hauv cov neeg siv khoom muaj nqis.
ntxiv nyeem ntawv
Schwab's $ 200 lab tus nqi muab tshuaj ntsuam xyuas ntawm Robo-Advising (Bloomberg)
Tau qhov twg los: https://www.forbes.com/sites/dereksaul/2022/06/13/schwab-will-pay-187-million-to-settle-claims-it-misled-clients/