Saxo Bank Ua kom lub platform ua raws li FSA Flagging

Denmark-headquartered broker, Saxo Bank tshaj tawm tsab ntawv tshaj tawm rau hnub Wednesday, qhia txog nws lub platform tau ua raws li European cov cai tswj hwm. Nws cov kev tswj hwm ib puag ncig kev tshaj tawm kev lag luam kuj tseem nyob hauv qhov chaw.

Cov lus tshaj tawm tuaj tom qab Danish Financial Supervisory Authority (FSA) tau tshaj tawm tus broker rau lapses nyob rau hauv nws cov ntaub ntawv qhia kev lag luam uas tau ua txhaum cai ntawm MiFIR. Raws li tus tswj hwm, tus broker tsis tau ntsuas qhov tsim nyog kom txog rau thaum Lub Rau Hli 30, 2021, txhawm rau ua kom tiav, raug, thiab xa tawm raws sijhawm ntawm cov ntaub ntawv kev sib pauv.

"Qhov no yog ib qho teeb meem uas peb ua tib zoo," Saxo Bank Tus Thawj Saib Xyuas Kev Nyab Xeeb thiab Kev Ua Raws Cai, Steen Blaafalk tau hais hauv nqe lus.

"Lub sijhawm txij li xyoo 2018 mus txog rau lub caij ntuj sov xyoo 2021, peb tau muaj qhov tsis txaus ntseeg hauv peb cov ntawv tshaj tawm kev lag luam, ib yam li peb tsis muaj lub cev tswj hwm txaus hauv cheeb tsam. Txij li thaum peb tau ntxiv dag zog rau peb cov txheej txheem kev tshaj tawm thiab cov txheej txheem kom peb tuaj yeem kho cov ntaub ntawv tsis txaus siab thiab xyuas kom meej tias cov peev txheej ntawm kev ua yuam kev hauv peb cov kab ke raug kho los ntawm ib nrab xyoo 2021, uas Danish FSA kuj sau tseg hauv lawv daim ntawv tshaj tawm. "

Tseeb, lub koom haum saib xyuas Danish kuj tau taw qhia tias Saxo twb tau ua tiav tag nrho cov kev tswj hwm txhawm rau tiv thaiv qhov tsis txaus ntawm cov ntawv tshaj tawm kev lag luam hauv 2021.

Kev thov nce ntxiv

Lub caij no, Saxo tseem yog ib qho ntawm cov tuam txhab loj hauv khw muag khoom. Nws tau tshaj tawm txog 4.6 feem pua ​​​​dhia hauv 2021 kev lag luam ntim, tab sis profits rau lub xyoo tuaj nyob rau hauv tiaj tus ntawm DKK 755 lab.

Tus broker tau sau cov ntaub ntawv ntawm 263,000 tus neeg siv khoom tshiab ntawm nws  trading platform  xyoo tas los, yog li kaw lub xyoo nrog 820,000 tag nrho cov neeg siv khoom. Kev lag luam ntim ntawm Saxo kuj tau dhia xyoo no.

Denmark-headquartered broker, Saxo Bank tshaj tawm tsab ntawv tshaj tawm rau hnub Wednesday, qhia txog nws lub platform tau ua raws li European cov cai tswj hwm. Nws cov kev tswj hwm ib puag ncig kev tshaj tawm kev lag luam kuj tseem nyob hauv qhov chaw.

Cov lus tshaj tawm tuaj tom qab Danish Financial Supervisory Authority (FSA) tau tshaj tawm tus broker rau lapses nyob rau hauv nws cov ntaub ntawv qhia kev lag luam uas tau ua txhaum cai ntawm MiFIR. Raws li tus tswj hwm, tus broker tsis tau ntsuas qhov tsim nyog kom txog rau thaum Lub Rau Hli 30, 2021, txhawm rau ua kom tiav, raug, thiab xa tawm raws sijhawm ntawm cov ntaub ntawv kev sib pauv.

"Qhov no yog ib qho teeb meem uas peb ua tib zoo," Saxo Bank Tus Thawj Saib Xyuas Kev Nyab Xeeb thiab Kev Ua Raws Cai, Steen Blaafalk tau hais hauv nqe lus.

"Lub sijhawm txij li xyoo 2018 mus txog rau lub caij ntuj sov xyoo 2021, peb tau muaj qhov tsis txaus ntseeg hauv peb cov ntawv tshaj tawm kev lag luam, ib yam li peb tsis muaj lub cev tswj hwm txaus hauv cheeb tsam. Txij li thaum peb tau ntxiv dag zog rau peb cov txheej txheem kev tshaj tawm thiab cov txheej txheem kom peb tuaj yeem kho cov ntaub ntawv tsis txaus siab thiab xyuas kom meej tias cov peev txheej ntawm kev ua yuam kev hauv peb cov kab ke raug kho los ntawm ib nrab xyoo 2021, uas Danish FSA kuj sau tseg hauv lawv daim ntawv tshaj tawm. "

Tseeb, lub koom haum saib xyuas Danish kuj tau taw qhia tias Saxo twb tau ua tiav tag nrho cov kev tswj hwm txhawm rau tiv thaiv qhov tsis txaus ntawm cov ntawv tshaj tawm kev lag luam hauv 2021.

Kev thov nce ntxiv

Lub caij no, Saxo tseem yog ib qho ntawm cov tuam txhab loj hauv khw muag khoom. Nws tau tshaj tawm txog 4.6 feem pua ​​​​dhia hauv 2021 kev lag luam ntim, tab sis profits rau lub xyoo tuaj nyob rau hauv tiaj tus ntawm DKK 755 lab.

Tus broker tau sau cov ntaub ntawv ntawm 263,000 tus neeg siv khoom tshiab ntawm nws  trading platform  xyoo tas los, yog li kaw lub xyoo nrog 820,000 tag nrho cov neeg siv khoom. Kev lag luam ntim ntawm Saxo kuj tau dhia xyoo no.

Tau qhov twg los: https://www.financemagnates.com/forex/brokers/saxo-bank-ensures-platform-compliance-amid-fsa-flagging/