United States Securities and Exchange Commission (SEC) tau pib tshawb nrhiav rau cov kws pab tswv yim txog nyiaj txiag ib txwm muaj ntawm Wall Street los txiav txim seb puas yog cov kws pab tswv yim no tau tso cai saib xyuas cov cuab tam digital rau lawv cov neeg siv khoom yam tsis muaj qhov tsim nyog tsim nyog. Lub hom phiaj ntawm qhov kev tshawb nrhiav no yog los txiav txim siab seb cov kws pab tswv yim no puas tso cai saib xyuas cov cuab tam digital rau lawv cov neeg siv khoom.
Raws li ib tsab xov xwm uas tau tshaj tawm los ntawm Reuters thaum Lub Ib Hlis 26, uas hais txog "peb qhov chaw nrog kev paub txog qhov teeb meem," kev tshawb nrhiav uas tau ua los ntawm SEC tau ua tsis tu ncua rau ob peb lub hlis, tab sis nws zoo li tau nce nrawm. Tom qab lub cev qhuav dej ntawm cryptocurrency pauv FTX.
Raws li cov peev txheej, Securities thiab Exchange Commission (SEC) tsis tau tshaj tawm rau pej xeem cov lus nug uas nws tab tom ua tam sim no txij li qhov kev tshawb xyuas uas nws tab tom ua tam sim no tsis pub leej twg paub.
Raws li tsab ntawv ceeb toom los ntawm Reuters, feem ntau ntawm cov haujlwm uas SEC tau muab tso rau hauv qhov kev tshawb fawb no yog tsom rau kev txiav txim siab seb puas tau sau npe cov kws pab tswv yim peev tau ua raws li cov cai thiab cov cai hais txog kev saib xyuas cov neeg siv khoom cryptocurrency tuav. Qhov no yog lub hom phiaj tseem ceeb ntawm SEC txoj kev tshawb nrhiav seb puas lossis tsis tau sau npe cov kws pab tswv yim peev tau ua raws li cov cai thiab cov cai hais txog kev saib xyuas ntawm cov neeg siv khoom cryptocurrency. Lub SEC tab tom ua kev tshawb nrhiav rau cov kws tshaj lij kev lag luam uas tau sau npe los saib seb lawv puas tau ua raws li cov cai thiab cov cai tswj hwm kev saib xyuas ntawm cov neeg siv khoom bitcoin. Qhov no yog qhov tseem ceeb ntawm kev nug.
Txhawm rau txuas ntxiv ua raws li kev tiv thaiv kev saib xyuas uas tau teev tseg hauv Tsab Cai Investment Advisers Act of 1940 thiab kom muaj peev xwm muab kev pabcuam saib xyuas rau cov neeg siv khoom, cov tuam txhab tawm tswv yim yuav tsum tau "tsim nyog" raws li txoj cai. Qhov kev tsim nyog no yog qhov yuav tsum tau ua ua ntej rau kev muab kev pabcuam saib xyuas. Cov kev cai no yog nyob rau hauv qhov chaw los xyuas kom meej tias cov neeg siv ntawm cov lus qhia peev kev lag luam muaj kev nkag tau mus rau kev saib xyuas kev nyab xeeb thiab kev nyab xeeb.
Tau qhov twg los: https://blockchain.news/news/sec-probes-investment-advisers-offering-crypto-custody-without-proper-qualification